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Signature
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By: Denise Garrett For: Timothy Hanley
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Issuer symbol
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ANY
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Transactions as of
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01 Jan 2023
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Net transactions value
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$0
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Form type
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3
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Filing time
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03 Jan 2023, 08:02:19 UTC
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| holding |
ANY |
Non-Qualified Stock Option (right to buy) |
|
|
|
|
|
|
01 Jan 2023 |
Common Stock |
123,000 |
$1.06 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
The Board of Directors of Sphere 3D Corp. (the "Company") has determined that as of June 30, 2022, the Company was no longer a foreign private issuer. As a result, effective January 1, 2023, the Company is required to comply with the reporting requirements and use the filing forms applicable to U.S. public companies under U.S. securities laws, including reports required under Section 16 of the U.S. Securities Exchange Act of 1934.