Horst G. Zerbe - Jan 29, 2023 Form 4 Insider Report for IntelGenx Technologies Corp. (IGXT)

Role
Chief Executive Officer, Director
Signature
/s/ Ingrid Zerbe for Horst G. Zerbe
Stock symbol
IGXT
Transactions as of
Jan 29, 2023
Transactions value $
$0
Form type
4
Date filed
1/31/2023, 05:04 PM
Previous filing
Oct 3, 2022
Next filing
Jan 31, 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37.5K +6.47% $0.00 617K Jan 29, 2023 Common Stock 37.5K $0.24 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37.5K +6.07% $0.00 655K Jan 29, 2023 Common Stock 37.5K $0.24 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37.5K +5.73% $0.00 692K Jan 29, 2023 Common Stock 37.5K $0.24 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37.5K +5.42% $0.00 730K Jan 29, 2023 Common Stock 37.5K $0.24 Direct F1
transaction IGXT Restricted Share Units (p.v.0.00001 ) Award $0 +125K +406.25% $0.00 156K Jan 29, 2023 Common Stock 125K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests as follows: 25% on each of January 29, 2024; 2025; 2026 and 2027, each vesting subject to acceleration upon Issuer's common stock achieving a specified price per share.
F2 Each performance right represents a contingent right to receive one share of Issuer's common stock. The performance rights vest upon Issuer's common stock achieving a specified price per share.