Lance G. Laing - Feb 16, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Science Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Lance G. Laing pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/21/2023, 03:24 PM
Previous filing
May 19, 2022
Next filing
Aug 29, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 1.25M Feb 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +9.16K $0.00 9.16K Feb 16, 2023 Common Stock 9.16K $11.55 Direct F11
holding CELC Stock Option (right to buy) 16.1K Feb 16, 2023 Common Stock 16.1K $8.40 Direct F1
holding CELC Stock Option (right to buy) 4.11K Feb 16, 2023 Common Stock 4.11K $5.50 Direct F1
holding CELC Stock Option (right to buy) 1.83K Feb 16, 2023 Common Stock 1.83K $5.50 Direct F1
holding CELC Stock Option (right to buy) 50K Feb 16, 2023 Common Stock 50K $5.50 Direct F2
holding CELC Stock Option (right to buy) 20K Feb 16, 2023 Common Stock 20K $5.90 Direct F3
holding CELC Stock Option (right to buy) 2.77K Feb 16, 2023 Common Stock 2.77K $5.50 Direct F4
holding CELC Stock Option (right to buy) 3.22K Feb 16, 2023 Common Stock 3.22K $5.50 Direct F5
holding CELC Stock Option (right to buy) 2.97K Feb 16, 2023 Common Stock 2.97K $5.50 Direct F6
holding CELC Stock Option (right to buy) 6.75K Feb 16, 2023 Common Stock 6.75K $5.50 Direct F7
holding CELC Stock Option (right to buy) 20K Feb 16, 2023 Common Stock 20K $5.50 Direct F8
holding CELC Stock Option (right to buy) 1.88K Feb 16, 2023 Common Stock 1.88K $5.50 Direct F9
holding CELC Stock Option (right to buy) 38.4K Feb 16, 2023 Common Stock 38.4K $5.50 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.
F3 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F4 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.
F5 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.
F6 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.
F7 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.
F8 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F9 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.
F10 These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.
F11 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.