Alan E. Smith - Feb 21, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: VP & General Manager - Batavia
Signature: /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Stock symbol: GHM
Transactions as of: Feb 21, 2023
Transactions value $: $54,120
Form type: 4
Date filed: 2/21/2023, 03:47 PM
Previous filing: Jun 10, 2022
Next filing: May 18, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHM	Common Stock	Purchase	$54.1K	+4K	+7.41%	$13.53	58K	Feb 21, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GHM	Restricted Stock Units						9.16K	Feb 21, 2023	Common Stock	9.16K	$0.00	Direct	F1
holding	GHM	Restricted Stock Units						18.3K	Feb 21, 2023	Common Stock	18.3K	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 5/23/2023, 5/23/2024 and 5/23/2025, except as otherwise provided in the award notice.
F2	These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.