Deanna Strable Soethout - Feb 27, 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
EVP & Chief Financial Officer
Signature
Clint Woods
Stock symbol
PFG
Transactions as of
Feb 27, 2023
Transactions value $
-$115,290
Form type
4
Date filed
3/1/2023, 05:13 PM
Previous filing
Feb 16, 2023
Next filing
Apr 4, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +11.1K +15.17% $0.00 84.2K Feb 27, 2023 Direct F1, F2
transaction PFG Common Stock Award $0 +9.25K +10.98% $0.00 93.4K Feb 27, 2023 Direct F2, F3
transaction PFG Common Stock Award $0 +2.72K +4.84% $0.00 59K Feb 27, 2023 By Spouse F1, F2
transaction PFG Common Stock Tax liability -$115K -1.3K -2.2% $88.89 57.7K Feb 27, 2023 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Settlement of performance-based restricted stock units granted February 24, 2020.