Paul Marciano - 28 Jan 2023 Form 5 Insider Report for GUESS INC (GES)

Role
Chief Creative Officer, Director, 10%+ Owner
Signature
Jason T. Miller (attorney-in-fact)
Issuer symbol
GES
Transactions as of
28 Jan 2023
Transactions value $
$0
Form type
5
Date filed
14 Mar 2023, 18:04
Previous filing
15 Mar 2022
Next filing
24 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GES Common Stock Gift $0 +2.98K +0.06% $0.00 4.62M 05 May 2022 by Maurice Marciano Trust F1
holding GES Common Stock 217K 28 Jan 2023 Direct F2
holding GES Common Stock 10.5M 28 Jan 2023 by Paul Marciano Trust F2, F3
holding GES Common Stock 171K 28 Jan 2023 by G Financial Holdings LLC F4
holding GES Common Stock 339K 28 Jan 2023 by G Financial Holdings II, LLC F5
holding GES Common Stock 1.38M 28 Jan 2023 by NRG Capital Holdings F6
holding GES Common Stock 104K 28 Jan 2023 by Next Step Capital, LLC F7
holding GES Common Stock 555K 28 Jan 2023 by Next Step Capital II, LLC F8
holding GES Common Stock 106K 28 Jan 2023 by Exempt Gift Trust F9
holding GES Common Stock 370K 28 Jan 2023 by Nonexempt Gift Trust F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2 Reflects changes in the form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F3 Shares are held by the Paul Marciano Trust dated, 2/20/86.
F4 Shares are held by G Financial Holdings, LLC.
F5 Shares are held by G Financial Holdings II, LLC.
F6 Shares are held by NRG Capital Holdings, LLC.
F7 Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F8 Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F9 Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F10 Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the t person's pecuniary interest therein.

Remarks:

The number of shares held by the reporting person has been updated to reflect that the reporting person no longer beneficially owns shares held by MM CRUT, LLC, Maurice Marciano Charitable Remainder Unitrust II and PM 2021 Exempt Trust since the reporting person has ceased to have voting or investment power with respect to such entities.