DONALD R. HORTON - 17 Mar 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
Chairman, Director
Signature
Donald R. Horton
Issuer symbol
DHI
Transactions as of
17 Mar 2023
Transactions value $
-$385,668
Form type
4
Filing time
21 Mar 2023, 19:28:51 UTC
Previous filing
14 Mar 2023
Next filing
27 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +10.7K +80.6% $0.00 24K 17 Mar 2023 Direct F1
transaction DHI Common Stock Tax liability -$386K -3.96K -16.52% $97.44 20K 17 Mar 2023 Direct F2, F3
holding DHI Common Stock 2.89M 17 Mar 2023 Held by The Horton Family Revocable Trust. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -10.7K -52.96% $0.00 9.5K 17 Mar 2023 Common Stock 10.7K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 10,695 restricted stock units awarded March 17, 2021.
F3 Following all transactions listed on this Form 4, Mr. Horton owns directly 20,006 shares of DHI common stock and indirectly holds 2,888,602 shares of DHI common stock.
F4 On March 17, 2021, the reporting person was granted 32,085 restricted stock units, vesting in three annual installments beginning March 17, 2022.