Anthony J. Wood - Apr 28, 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Apr 28, 2023
Transactions value $
$0
Form type
4
Date filed
5/2/2023, 04:52 PM
Previous filing
Apr 5, 2023
Next filing
Jun 5, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -41.9K -85.94% $0.00 6.85K Apr 28, 2023 The Anthony J. Wood 2022 Annuity Trust V
transaction ROKU Class A Common Stock Gift $0 +41.9K $0.00 41.9K Apr 28, 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 -41.9K -100% $0.00* 0 May 1, 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +41.9K $0.00 41.9K May 1, 2023 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 100K Apr 28, 2023 The Anthony J. Wood 2022 Annuity Trust V-B
holding ROKU Class A Common Stock 36K Apr 28, 2023 Wood 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +1.85K $0.00 1.85K May 1, 2023 Class A Common Stock 1.85K $56.68 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +9.47K $0.00 9.47K May 1, 2023 Class A Common Stock 9.47K $56.68 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.
F2 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.