Anthony J. Wood - 28 Apr 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
28 Apr 2023
Transactions value $
$0
Form type
4
Filing time
02 May 2023, 16:52:40 UTC
Previous filing
05 Apr 2023
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -41,851 -85.9% $0.000000 6,849 28 Apr 2023 The Anthony J. Wood 2022 Annuity Trust V
transaction ROKU Class A Common Stock Gift $0 +41,851 $0.000000 41,851 28 Apr 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 -41,851 -100% $0.000000* 0 01 May 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +41,851 $0.000000 41,851 01 May 2023 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 100,000 28 Apr 2023 The Anthony J. Wood 2022 Annuity Trust V-B
holding ROKU Class A Common Stock 36,000 28 Apr 2023 Wood 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +1,852 $0.000000 1,852 01 May 2023 Class A Common Stock 1,852 $56.68 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +9,468 $0.000000 9,468 01 May 2023 Class A Common Stock 9,468 $56.68 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.
F2 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.