TUNON ALVARO GARCIA - 03 May 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
03 May 2023
Net transactions value
$0
Form type
4
Filing time
05 May 2023, 18:05:51 UTC
Previous filing
21 Mar 2023
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +40,218 $0.000000 40,218 03 May 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Options Exercise $0 -1,413 -100% $0.000000* 0 03 May 2023 Common Stock 1,413 Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -2,794 -100% $0.000000* 0 03 May 2023 Common Stock 2,794 Direct F5, F6
transaction ALSN Deferred Stock Units Options Exercise $0 -787 -100% $0.000000* 0 03 May 2023 Common Stock 787 Direct F3, F7
transaction ALSN Deferred Stock Units Options Exercise $0 -3,628 -100% $0.000000* 0 03 May 2023 Common Stock 3,628 Direct F3, F8
transaction ALSN Deferred Stock Units Options Exercise $0 -751 -100% $0.000000* 0 03 May 2023 Common Stock 751 Direct F3, F9
transaction ALSN Deferred Stock Units Options Exercise $0 -683 -100% $0.000000* 0 03 May 2023 Common Stock 683 Direct F3, F10
transaction ALSN Deferred Stock Units Options Exercise $0 -563 -100% $0.000000* 0 03 May 2023 Common Stock 563 Direct F3, F11
transaction ALSN Deferred Stock Units Options Exercise $0 -621 -100% $0.000000* 0 03 May 2023 Common Stock 621 Direct F3, F12
transaction ALSN Deferred Stock Units Options Exercise $0 -3,185 -100% $0.000000* 0 03 May 2023 Common Stock 3,185 Direct F3, F13
transaction ALSN Deferred Stock Units Options Exercise $0 -648 -100% $0.000000* 0 03 May 2023 Common Stock 648 Direct F3, F14
transaction ALSN Deferred Stock Units Options Exercise $0 -548 -100% $0.000000* 0 03 May 2023 Common Stock 548 Direct F3, F15
transaction ALSN Deferred Stock Units Options Exercise $0 -570 -100% $0.000000* 0 03 May 2023 Common Stock 570 Direct F3, F16
transaction ALSN Deferred Stock Units Options Exercise $0 -2,859 -100% $0.000000* 0 03 May 2023 Common Stock 2,859 Direct F3, F17
transaction ALSN Deferred Stock Units Options Exercise $0 -566 -100% $0.000000* 0 03 May 2023 Common Stock 566 Direct F3, F18
transaction ALSN Deferred Stock Units Options Exercise $0 -518 -100% $0.000000* 0 03 May 2023 Common Stock 518 Direct F3, F19
transaction ALSN Deferred Stock Units Options Exercise $0 -514 -100% $0.000000* 0 03 May 2023 Common Stock 514 Direct F3, F20
transaction ALSN Deferred Stock Units Options Exercise $0 -504 -100% $0.000000* 0 03 May 2023 Common Stock 504 Direct F3, F21
transaction ALSN Deferred Stock Units Options Exercise $0 -551 -100% $0.000000* 0 03 May 2023 Common Stock 551 Direct F3, F22
transaction ALSN Deferred Stock Units Options Exercise $0 -2,880 -100% $0.000000* 0 03 May 2023 Common Stock 2,880 Direct F3, F23
transaction ALSN Deferred Stock Units Options Exercise $0 -635 -100% $0.000000* 0 03 May 2023 Common Stock 635 Direct F3, F24
transaction ALSN Deferred Stock Units Options Exercise $0 -588 -100% $0.000000* 0 03 May 2023 Common Stock 588 Direct F3, F25
transaction ALSN Deferred Stock Units Options Exercise $0 -636 -100% $0.000000* 0 03 May 2023 Common Stock 636 Direct F3, F26
transaction ALSN Deferred Stock Units Options Exercise $0 -771 -100% $0.000000* 0 03 May 2023 Common Stock 771 Direct F3, F27
transaction ALSN Deferred Stock Units Options Exercise $0 -3,600 -100% $0.000000* 0 03 May 2023 Common Stock 3,600 Direct F3, F28
transaction ALSN Deferred Stock Units Options Exercise $0 -733 -100% $0.000000* 0 03 May 2023 Common Stock 733 Direct F3, F29
transaction ALSN Deferred Stock Units Options Exercise $0 -726 -100% $0.000000* 0 03 May 2023 Common Stock 726 Direct F3, F30
transaction ALSN Deferred Stock Units Options Exercise $0 -627 -100% $0.000000* 0 03 May 2023 Common Stock 627 Direct F3, F31
transaction ALSN Deferred Stock Units Options Exercise $0 -646 -100% $0.000000* 0 03 May 2023 Common Stock 646 Direct F3, F32
transaction ALSN Deferred Stock Units Options Exercise $0 -2,927 -100% $0.000000* 0 03 May 2023 Common Stock 2,927 Direct F3, F33
transaction ALSN Deferred Stock Units Options Exercise $0 -3,746 -100% $0.000000* 0 03 May 2023 Common Stock 3,746 Direct F3, F34
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

TUNON ALVARO GARCIA is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
F2 Includes 37,424 DSUs and 2,794 related dividend equivalents.
F3 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4 On February 17, 2016, the reporting person was granted 1,413 DSUs that vested on May 12, 2016.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
F7 On March 31, 2016, the reporting person was granted 787 DSUs that vested on March 31, 2016.
F8 On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.
F9 On August 12, 2016, the reporting person was granted 751 DSUs that vested on Augut 12, 2016.
F10 On November 11, 2016, the reporting person was granted 683 DSUs that vested on November 11, 2016.
F11 On February 10, 2017, the reporting person was granted 563 DSUs that vested on February 10, 2017.
F12 On May 11, 2017, the reporting person was granted 621 DSUs that vested on May 11, 2017.
F13 On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.
F14 On August 11, 2017, the reporting person was granted 648 DSUs that vested on August 11, 2017.
F15 On November 10, 2017, the reporting person was granted 548 DSUs that vested on November 10, 2017.
F16 On February 12, 2018, the reporting person was granted 570 DSUs that vested on February 12, 2018.
F17 On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.
F18 On May 10, 2018, the reporting person was granted 566 DSUs that vested on May 10, 2018.
F19 On August 10, 2018, the reporting person was granted 518 DSUs that vested on August 10, 2018.
F20 On November 12, 2018, the reporting person was granted 514 DSUs that vested on November 12, 2018.
F21 On February 11, 2019, the reporting person was granted 504 DSUs that vested on February 11, 2019.
F22 On May 8, 2019 the reporting person was granted 551 DSUs that vested on May 8, 2019.
F23 On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
F24 On August 9, 2019, the reporting person was granted 635 DSUs that vested on August 9, 2019.
F25 On November 8, 2019, the reporting person was granted 588 DSUs that vested on November 8, 2019.
F26 On February 10, 2020, the reporting person was granted 636 DSUs that vested on February 10, 2020.
F27 On May 6, 2020, the reporting person was granted 771 DSUs that vested on May 6, 2020.
F28 On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
F29 On August 7, 2020, the reporting person was granted 733 DSUs that vested on August 7, 2020.
F30 On November 6, 2020, the reporting person was granted 726 DSUs that vested on November 6, 2020.
F31 On February 8, 2021, the reporting person was granted 627 DSUs that vested on February 8, 2021.
F32 On May 5, 2021, the reporting person was granted 646 DSUs that vested on May 5, 2021.
F33 On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.
F34 On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.