RICHARD NIGON - 15 May 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
15 May 2023
Transactions value $
$0
Form type
4
Filing time
17 May 2023, 16:21:50 UTC
Previous filing
13 Sep 2022
Next filing
27 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 96K 15 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +11.6K $0.00 11.6K 15 May 2023 Common Stock 11.6K $9.58 Direct F2
holding CELC Warrants (right to buy) 5.06K 15 May 2023 Common Stock 5.06K $9.50 Direct F1
holding CELC Warrants (right to buy) 4.67K 15 May 2023 Common Stock 4.67K $7.56 Direct F1
holding CELC Warrants (right to buy) 3.25K 15 May 2023 Common Stock 3.25K $7.56 Direct F1
holding CELC Warrants (right to buy) 8.46K 15 May 2023 Common Stock 8.46K $8.42 Direct F1
holding CELC Warrants (right to buy) 1.43K 15 May 2023 Common Stock 1.43K $8.42 Direct F1
holding CELC Stock Option (right to buy) 8.2K 15 May 2023 Common Stock 8.2K $5.50 Direct F1
holding CELC Stock Option (right to buy) 3.2K 15 May 2023 Common Stock 3.2K $5.50 Direct F1
holding CELC Stock Option (right to buy) 5.05K 15 May 2023 Common Stock 5.05K $5.50 Direct F1
holding CELC Stock Option (right to buy) 25.3K 15 May 2023 Common Stock 25.3K $5.10 Direct F1
holding CELC Stock Option (right to buy) 4.62K 15 May 2023 Common Stock 4.62K $5.50 Direct F1
holding CELC Stock Option (right to buy) 24.4K 15 May 2023 Common Stock 24.4K $5.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 This Option will vest and become exercisable on April 30, 2024 or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

Remarks:

Mr. Nigon previously reported his beneficial ownership to include 20,300 shares of common stock held as trustee of a trust for certain family members. Mr. Nigon no longer serves as trustee for the trust so this indirect ownership amount has been removed.