ROGER C. HOCHSCHILD - 26 May 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Clint Woods as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
26 May 2023
Transactions value $
$70,011
Form type
4
Filing time
31 May 2023, 16:17:22 UTC
Previous filing
18 May 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $70K +1.03K +4.96% $68.17 21.7K 26 May 2023 Common Stock 1.03K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.