Scott C. Smith - 07 Feb 2019 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Director
Signature
/s/ Scott C. Smith
Issuer symbol
EVOA
Transactions as of
07 Feb 2019
Transactions value $
$0
Form type
4
Filing time
23 Jun 2023, 16:08:35 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Restricted Stock Units Award $0 +950,996 $0.000000 950,996 23 Jun 2023 Common Stock 950,996 Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +31,250 $0.000000 31,250 07 Feb 2019 Common Stock 31,250 $2.50 Direct F3
transaction EVOA Stock Option (right to buy) Award $0 +20,000 $0.000000 20,000 07 Feb 2020 Common Stock 20,000 $2.50 Direct F3
transaction EVOA Stock Option (right to buy) Award $0 +20,000 $0.000000 20,000 07 May 2020 Common Stock 20,000 $2.50 Direct F3
holding EVOA Stock Option (right to buy) 100,000 07 Feb 2019 Common Stock 100,000 $2.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F2 316,999 restricted stock units vest on each of 1/1/23 and 1/1/24; and 316,998 restricted stock units vest on 1/1/25.
F3 100% vested.