ALEXANDRE ZYNGIER - 11 Mar 2022 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Director
Signature
/s/ Alexandre Zyngier
Issuer symbol
EVOA
Transactions as of
11 Mar 2022
Transactions value $
$0
Form type
4
Filing time
13 Jul 2023, 21:25:20 UTC
Previous filing
18 Jan 2022
Next filing
18 Apr 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Warrant Award $0 +1,016,724 $0 1,016,724 11 Jul 2023 Common Stock 1,016,724 $0.63 By Batuta Capital Advisors LLC F4, F5, F6
transaction EVOA Restricted Stock Units Award $0 +2,377,489 $0 2,377,489 11 Jul 2023 Common Stock 2,377,489 By Batuta Capital Advisors LLC F1, F3, F5
transaction EVOA Warrant Award $0 +265,993 $0 265,993 11 Mar 2022 Common Stock 265,993 $0.01 By Batuta Capital Advisors LLC F5, F6
holding EVOA Restricted Stock Units 1,188,744 11 Mar 2022 Common Stock 1,188,744 Direct F1, F2
holding EVOA Stock Option (right to buy) 105,500 11 Mar 2022 Common Stock 105,500 $1.5 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F2 396,248 restricted stock units vest on each of 1/1/23, 1/1/24 and 1/1/25.
F3 Fully vested.
F4 This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.
F5 The Reporting Person is the Managing Director of Batuta Capital Advisors LLC.
F6 Fully exercisable.