ROCCO F. TARASI III - 19 Jul 2023 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Signature
Rachel J. Spehler, Attorney-in-Fact
Issuer symbol
CNO
Transactions as of
19 Jul 2023
Net transactions value
-$18,750
Form type
4
Filing time
21 Jul 2023, 16:11:12 UTC
Previous filing
21 Jun 2023
Next filing
27 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale $18,750 -750 -0.97% $25.00 76,718 19 Jul 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted on March 15, 2023.