JAMES D. DEE - 28 Jul 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP, Gen Counsel & Secretary
Signature
James D. Dee
Issuer symbol
CRS
Transactions as of
28 Jul 2023
Transactions value $
-$10,940
Form type
4
Filing time
01 Aug 2023, 16:49:37 UTC
Previous filing
20 Jul 2023
Next filing
17 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $178K +3.39K +5.22% $52.41 68.4K 28 Jul 2023 Direct
transaction CRS Common Stock Tax liability -$189K -3.22K -4.7% $58.68 65.2K 28 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -3.39K -100% 0 28 Jul 2023 Common Stock 3.39K $52.41 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F2 Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.
F3 The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.