Michael H. Train - 03 Aug 2023 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
SVP & Chief Sustain. Officer
Signature
/s/ John A. Sperino, Attorney-in-Fact for Michael H. Train
Issuer symbol
EMR
Transactions as of
03 Aug 2023
Net transactions value
-$618,946
Form type
4
Filing time
07 Aug 2023, 18:18:51 UTC
Previous filing
03 May 2023
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise $1,431,540 +22,000 +10% $65.07 242,458 03 Aug 2023 Direct F1
transaction EMR Common Stock Tax liability $1,431,629 -14,854 -6.1% $96.38 227,604 03 Aug 2023 Direct F2
transaction EMR Common Stock Tax liability $243,649 -2,528 -1.1% $96.38 225,076 03 Aug 2023 Direct F3
transaction EMR Common Stock Options Exercise $1,092,080 +22,000 +9.8% $49.64 247,076 03 Aug 2023 Direct F4
transaction EMR Common Stock Tax liability $1,092,178 -11,332 -4.6% $96.38 235,744 03 Aug 2023 Direct F2
transaction EMR Common Stock Tax liability $375,111 -3,892 -1.7% $96.38 231,852 03 Aug 2023 Direct F3
holding EMR Common Stock 824 03 Aug 2023 Profit Sharing Plan
holding EMR Common Stock 11,211 03 Aug 2023 401(k) plan
holding EMR Common Stock 1,316 03 Aug 2023 401(k) excess plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Employee Stock Option (right to buy) Options Exercise -22,000 -100% 0 03 Aug 2023 Common Stock 22,000 $65.07 Direct F1, F5, F6
transaction EMR Employee Stock Option (right to buy) Options Exercise -22,000 -100% 0 03 Aug 2023 Common Stock 22,000 $49.64 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.
F2 Payment of option exercise price by delivering securities.
F3 Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.
F4 Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.
F5 The options vested in three equal annual installments beginning on the date indicated.
F6 Price is not applicable to stock options received as incentive compensation.