Richard E. Buller - 23 Aug 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
23 Aug 2023
Transactions value $
-$2,946
Form type
4
Filing time
25 Aug 2023, 18:09:39 UTC
Previous filing
27 Jun 2023
Next filing
01 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Sale -$2,946 -300 -3.07% $9.82 9,481 23 Aug 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 4,555 23 Aug 2023 Common Stock 4,555 $5.5 Direct F3
holding CELC Stock Option (right to buy) 12,654 23 Aug 2023 Common Stock 12,654 $5.1 Direct F3
holding CELC Stock Option (right to buy) 2,310 23 Aug 2023 Common Stock 2,310 $5.5 Direct F3
holding CELC Stock Option (right to buy) 19,558 23 Aug 2023 Common Stock 19,558 $5.5 Direct F3
holding CELC Stock Option (right to buy) 8,733 23 Aug 2023 Common Stock 8,733 $9.58 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a trading arrangement adopted by the reporting person on May 20, 2022, which was intended to satisfy the requirements of the Rule 10b5-1 affirmative defense in place at that time.
F2 Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
F3 100% vested.
F4 This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.