Sullivan Brian F. - 25 Aug 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
25 Aug 2023
Transactions value $
$0
Form type
4
Filing time
29 Aug 2023, 17:40:25 UTC
Previous filing
21 Feb 2023
Next filing
28 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 3.02M 25 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +180K $0.00 180K 25 Aug 2023 Common Stock 180K $9.89 Direct F11
holding CELC Stock Option (right to buy) 21.5K 25 Aug 2023 Common Stock 21.5K $8.40 Direct F1
holding CELC Stock Option (right to buy) 8.22K 25 Aug 2023 Common Stock 8.22K $5.50 Direct F1
holding CELC Stock Option (right to buy) 3.77K 25 Aug 2023 Common Stock 3.77K $5.50 Direct F1
holding CELC Stock Option (right to buy) 14.7K 25 Aug 2023 Common Stock 14.7K $5.50 Direct F1
holding CELC Stock Option (right to buy) 50K 25 Aug 2023 Common Stock 50K $5.50 Direct F1
holding CELC Stock Option (right to buy) 4.99K 25 Aug 2023 Common Stock 4.99K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K 25 Aug 2023 Common Stock 20K $5.90 Direct F2
holding CELC Stock Option (right to buy) 17.3K 25 Aug 2023 Common Stock 17.3K $5.90 Direct F1
holding CELC Stock Option (right to buy) 11.1K 25 Aug 2023 Common Stock 11.1K $5.50 Direct F3
holding CELC Stock Option (right to buy) 12.9K 25 Aug 2023 Common Stock 12.9K $5.50 Direct F4
holding CELC Stock Option (right to buy) 11.9K 25 Aug 2023 Common Stock 11.9K $5.50 Direct F5
holding CELC Stock Option (right to buy) 13.5K 25 Aug 2023 Common Stock 13.5K $5.50 Direct F6
holding CELC Stock Option (right to buy) 17K 25 Aug 2023 Common Stock 17K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K 25 Aug 2023 Common Stock 20K $5.50 Direct F7
holding CELC Stock Option (right to buy) 6.57K 25 Aug 2023 Common Stock 6.57K $5.50 Direct F8
holding CELC Stock Option (right to buy) 250K 25 Aug 2023 Common Stock 250K $5.50 Direct F1
holding CELC Warrants (right to buy) 104K 25 Aug 2023 Common Stock 104K $8.05 Direct F9
holding CELC Stock Option (right to buy) 69.8K 25 Aug 2023 Common Stock 69.8K $11.55 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F3 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F4 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F5 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F6 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F7 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F8 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
F9 Fully exercisable.
F10 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
F11 45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.