James W. Johnson - 31 Aug 2023 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
Exec VP & Pres., Vocational
Signature
Ignacio A. Cortina, for James W. Johnson
Issuer symbol
OSK
Transactions as of
31 Aug 2023
Transactions value $
-$267,750
Form type
4
Date filed
05 Sep 2023, 14:42
Previous filing
07 Mar 2023
Next filing
17 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise $463K +7K +14.8% $66.09 54.3K 31 Aug 2023 Direct
transaction OSK Common Stock Sale -$730K -7K -12.86% $104.34 47.4K 31 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Options Options Exercise $0 -7K -100% $0.00* 0 31 Aug 2023 Common Stock 7K $66.09 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a) and also includes 873.42 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/31/2023. Between 2/22/23 and 8/31/2023, the reporting person acquired 24.09 shares under the Oshkkosh Corporation Employee Stock Purchase Plan.
F2 Option (right to buy) granted pursuant to the Company's Stock Plan.
F3 Options vest in one-third (1/3) annual increments commencing on 11/19/2019.