Mustafa Ozgen - 01 Sep 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role: President, Devices
Signature: /s/ Renee Strandness, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Sep 2023
Transactions value $: -$197,629
Form type: 4
Date filed: 06 Sep 2023, 20:07
Previous filing: 05 Jun 2023
Next filing: 19 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROKU	Class A Common Stock	Options Exercise	$0	+4.76K	+16.42%	$0.00	33.7K	01 Sep 2023	Direct
transaction	ROKU	Class A Common Stock	Sale	-$198K	-2.39K	-7.09%	$82.69	31.3K	05 Sep 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROKU	Restricted Stock Unit	Options Exercise	$0	-4.76K	-12.5%	$0.00	33.3K	01 Sep 2023	Class A Common Stock	4.76K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023.
F2	Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3	This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.