Anthony J. Wood - 15 Sep 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
15 Sep 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 19:35:10 UTC
Previous filing
12 Sep 2023
Next filing
04 Oct 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +178,796 $0.000000 178,796 15 Sep 2023 Class A Common Stock 178,796 $76.26 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +99,331 $0.000000 99,331 15 Sep 2023 Class A Common Stock 99,331 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.