BRAD D. SMITH - 29 Sep 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: Brad D. Smith
Issuer symbol: HUM
Transactions as of: 29 Sep 2023
Net transactions value: +$28,965
Form type: 4
Filing time: 03 Oct 2023, 10:39:21 UTC
Previous filing: 19 Sep 2023
Next filing: 03 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						386	29 Sep 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$28,965	+59	+45%	$490.94	191	29 Sep 2023	Humana Common	59		Direct	F2
holding	HUM	Restricted Stock Units						380	29 Sep 2023	Humana Common	380		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
F2	Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).