Paul Graves - Oct 3, 2023 Form 4 Insider Report for Livent Corp. (LTHM)

Role: President and CEO, Director
Signature: /s/ Sara Ponessa, as Attorney-in-Fact
Stock symbol: LTHM
Transactions as of: Oct 3, 2023
Transactions value $: -$253,255
Form type: 4
Date filed: 10/5/2023, 04:11 PM
Previous filing: Feb 24, 2023
Next filing: Dec 27, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LTHM	Common Stock	Options Exercise	$748K	+71.3K	+21.98%	$10.49	396K	Oct 3, 2023	Direct
transaction	LTHM	Common Stock	Sale	-$1M	-59.2K	-14.97%	$16.90	336K	Oct 3, 2023	Direct	F1
holding	LTHM	Common Stock						97.8K	Oct 3, 2023	By: Savings Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LTHM	Stock Option (Right to Buy)	Options Exercise	$0	-71.3K	-100%	$0.00^*	0	Oct 3, 2023	Common Stock	71.3K	$10.49	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $16.966, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

Content

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $16.966, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).