Christopher Raub - Oct 4, 2023 Form 4 Insider Report for Jackson Financial Inc. (JXN)

Role
EVP and Chief Risk Officer
Signature
/s/ Kristan L. Richardson, as Attorney-in-Fact
Stock symbol
JXN
Transactions as of
Oct 4, 2023
Transactions value $
-$319,554
Form type
4
Date filed
10/6/2023, 04:02 PM
Previous filing
Sep 18, 2023
Next filing
Dec 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JXN Common Stock Options Exercise $0 +4.4K +25.46% $0.00 21.7K Oct 4, 2023 Direct F3
transaction JXN Common Stock Disposed to Issuer -$160K -4.4K -20.29% $36.35 17.3K Oct 4, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JXN Restricted Share Units Options Exercise -$160K -4.4K -19.16% $36.35 18.5K Oct 4, 2023 Common Stock 4.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the vesting of the second tranche of the October 4, 2021 Annual Grant of Restricted Share Units ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.
F2 On October 4, 2021, the reporting person was granted 11,956 restricted stock units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date.
F3 Reflects the vesting of the second tranche of the October 4, 2021 Annual Grant of Restricted Share Units ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.
F4 Reflects the cash settlement of 4,395.51 converted shares awarded as part of the 2021 Annual RSU Grant, including related converted dividend equivalents.

Remarks:

Power of Attorney on file.