Timothy S. Huval - 06 Nov 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Issuer symbol
HUM
Transactions as of
06 Nov 2023
Transactions value $
$0
Form type
4
Date filed
08 Nov 2023, 10:51
Previous filing
19 May 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Gift $0 -600 -12.08% $0.00 4.37K 06 Nov 2023 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 324 06 Nov 2023 Humana Common 324 $307.97 Direct F1
holding HUM Options 2.03K 06 Nov 2023 Humana Common 2.03K $350.79 Direct F2
holding HUM Options 3.34K 06 Nov 2023 Humana Common 3.34K $376.61 Direct F3
holding HUM Options 3.93K 06 Nov 2023 Humana Common 3.93K $425.06 Direct F4
holding HUM Options 3.97K 06 Nov 2023 Humana Common 3.97K $510.24 Direct F5
holding HUM Restricted Stock Units 406 06 Nov 2023 Humana Common 406 Direct F6, F7
holding HUM Restricted Stock Units 724 06 Nov 2023 Humana Common 724 Direct F6, F8
holding HUM Restricted Stock Units 1.03K 06 Nov 2023 Humana Common 1.03K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2023, vesting in three annual increments from 2/21/24 to 2/21/26.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Shares disposed of represent a gift/charitable donation, effective November 6, 2023, in which no value was received in return.