Paul S. Walsh - Dec 7, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh
Stock symbol
VWE
Transactions as of
Dec 7, 2023
Transactions value $
$0
Form type
4
Date filed
12/8/2023, 04:36 PM
Previous filing
Nov 27, 2023
Next filing
Jan 3, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Other $0 +84.9K +12.3% $0.00 775K Dec 7, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Warrants to purchase common stock Other $0 +14.4K +8.33% $0.00 187K Dec 7, 2023 Common stock 14.4K $11.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
F2 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.