Vishal Agrawal - Dec 15, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Stock symbol
HUM
Transactions as of
Dec 15, 2023
Transactions value $
-$198,876
Form type
4
Date filed
12/19/2023, 10:13 AM
Previous filing
Feb 28, 2023
Next filing
Feb 23, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +329 +3.96% $0.00 8.65K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$69.1K -149 -1.72% $463.58 8.5K Dec 15, 2023 Direct F11
transaction HUM Humana Common Options Exercise $0 +309 +3.64% $0.00 8.81K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$64.9K -140 -1.59% $463.58 8.67K Dec 15, 2023 Direct F11
transaction HUM Humana Common Options Exercise $0 +310 +3.58% $0.00 8.98K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$64.9K -140 -1.56% $463.58 8.84K Dec 15, 2023 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -329 -100% $0.00* 0 Dec 15, 2023 Humana Common 329 Direct F7, F8
transaction HUM Restricted Stock Units Options Exercise $0 -309 -50% $0.00 309 Dec 15, 2023 Humana Common 309 Direct F7, F9
transaction HUM Restricted Stock Units Options Exercise $0 -310 -33.3% $0.00 621 Dec 15, 2023 Humana Common 310 Direct F7, F10
holding HUM Options 10.6K Dec 15, 2023 Humana Common 10.6K $308.31 Direct F1
holding HUM Options 5.39K Dec 15, 2023 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Dec 15, 2023 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Dec 15, 2023 Humana Common 4.06K $376.61 Direct F4
holding HUM Options 3.36K Dec 15, 2023 Humana Common 3.36K $425.06 Direct F5
holding HUM Options 3.59K Dec 15, 2023 Humana Common 3.59K $510.24 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F11 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.