Frank A. Damelio - Jan 2, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: Frank A. D'Amelio
Stock symbol: HUM
Transactions as of: Jan 2, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/3/2024, 09:56 AM
Previous filing: Oct 31, 2023
Next filing: Feb 8, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						20.6K	Jan 2, 2024	See Footnote	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$0	+430		$0.00	430	Jan 2, 2024	Humana Common	430		Direct	F4
holding	HUM	Restricted Stock Units						24.8K	Jan 2, 2024	Humana Common	24.8K		Direct	F1
holding	HUM	Restricted Stock Units						2.47K	Jan 2, 2024	Humana Common	2.47K		Direct	F2
holding	HUM	Restricted Stock Units						318	Jan 2, 2024	Humana Common	318		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2	Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
F3	Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/24.
F5	Previously reported direct shares were transferred into 2023 GRAT 1 on 1/17/2023. All shares are held indirectly in 3 separate Grantor Retained Annuity Trusts where reporting person is the sole Trustee.