ALBERT FRIEDBERG - 08 Feb 2024 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Signature
/s/ Scott E. Royer, Attorney-in-Fact for Albert Friedberg
Issuer symbol
VCNX
Transactions as of
08 Feb 2024
Transactions value $
$2,399,999
Form type
4
Filing time
09 Feb 2024, 16:32:53 UTC
Previous filing
05 Oct 2023
Next filing
01 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Award $1,199,999 +1,655,172 +34.86% $0.725 6,402,966 08 Feb 2024 By FCMI Parent Co. F3
holding VCNX Common Stock 29,304 08 Feb 2024 Direct
holding VCNX Common Stock 2,509 08 Feb 2024 By Pan Atlantic Holdings Ltd. F1
holding VCNX Common Stock 234,127 08 Feb 2024 By Friedberg Global-Macro Hedge Fund Ltd. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Warrant (Right to Buy) Award $1,199,999 +1,655,172 $0.725 1,655,172 08 Feb 2024 Common Stock 1,655,172 $1 By FCMI Parent Co. F3
holding VCNX Warrant (Right to Buy) 3,000,000 08 Feb 2024 Common Stock 3,000,000 $1 By FCMI Parent Co. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.