David S. Graziosi - 22 Feb 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman, President and CEO, Director
Signature
/s/Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
22 Feb 2024
Transactions value $
-$442,322
Form type
4
Date filed
23 Feb 2024, 16:32
Previous filing
27 Feb 2024
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +13.4K +11.39% 131K 22 Feb 2024 Direct F1
transaction ALSN Common Stock Options Exercise +248 +0.19% 132K 22 Feb 2024 Direct F2
transaction ALSN Common Stock Tax liability -$442K -6.03K -4.58% $73.39 125K 22 Feb 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Award $0 +94.3K $0.00 94.3K 22 Feb 2024 Common Stock 94.3K $73.39 Direct F4
transaction ALSN Restricted Stock Units Award $0 +31.4K $0.00 31.4K 22 Feb 2024 Common Stock 31.4K Direct F5, F6
transaction ALSN Restricted Stock Units Options Exercise $0 -13.4K -33.33% $0.00 26.8K 22 Feb 2024 Common Stock 13.4K Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -248 -12.84% $0.00 1.68K 22 Feb 2024 Common Stock 248 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 The options vest in three equal annual installments beginning on February 22, 2025.
F5 Each RSU represents a contingent right to receive one share of ALSN common stock.
F6 The RSUs vest in three equal annual installments beginning on February 22, 2025.