David S. Graziosi - 28 Feb 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chair, President and CEO, Director
Signature
/s/Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
28 Feb 2024
Transactions value $
-$2,073,434
Form type
4
Date filed
01 Mar 2024, 16:16
Previous filing
28 Feb 2024
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +62.2K +46.4% 196K 28 Feb 2024 Direct F1
transaction ALSN Common Stock Tax liability -$2.07M -27.4K -13.98% $75.59 169K 28 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -62.2K -100% $0.00* 0 28 Feb 2024 Common Stock 62.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.