Gidon Katz - 01 Mar 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP, Platform Products & UX
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Mar 2024
Transactions value $
-$122,836
Form type
4
Filing time
05 Mar 2024, 20:36:44 UTC
Previous filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +3.34K +18.22% $0.00 21.7K 01 Mar 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$123K -1.94K -8.94% $63.35 19.8K 01 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -3.34K -11.11% $0.00 26.8K 01 Mar 2024 Class A Common Stock 3.34K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.