Mai Fyfield - 06 Jun 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
06 Jun 2024
Net transactions value
-$37,622
Form type
4
Filing time
10 Jun 2024, 20:00:38 UTC
Previous filing
12 Jun 2023
Next filing
09 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +2,164 +124% $0.000000 3,909 10 Jun 2024 Direct
transaction ROKU Class A Common Stock Sale $37,622 -650 -17% $57.88 3,259 10 Jun 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Award $0 +2,029 $0.000000 2,029 06 Jun 2024 Class A Common Stock 2,029 Direct F2, F3
transaction ROKU Stock Options (right to buy) Award $0 +3,652 $0.000000 3,652 06 Jun 2024 Class A Common Stock 3,652 $57.97 Direct F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -2,164 -100% $0.000000* 0 10 Jun 2024 Class A Common Stock 2,164 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award that was granted on June 8, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.
F4 The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
F5 This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.