Anthony J. Wood - Aug 5, 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Aug 5, 2024
Transactions value $
$0
Form type
4
Date filed
8/7/2024, 06:27 PM
Previous filing
Jul 2, 2024
Next filing
Aug 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -22.7K -54.13% $0.00 19.2K Aug 5, 2024 The Anthony J. Wood 2023 Annuity Trust V
transaction ROKU Class A Common Stock Gift $0 +22.7K +330.79% $0.00 29.5K Aug 5, 2024 Wood Revocable Trust
holding ROKU Class A Common Stock 10K Aug 5, 2024 Direct
holding ROKU Class A Common Stock 42.5K Aug 5, 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 280K Aug 5, 2024 The Anthony J. Wood 2024 Annuity Trust V
holding ROKU Class A Common Stock 54.7K Aug 5, 2024 The Anthony J. Wood 2022 Annuity Trust V-B
holding ROKU Class A Common Stock 45.3K Aug 5, 2024 The Anthony J. Wood 2023 Annuity Trust V-B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +707 $0.00 707 Aug 6, 2024 Class A Common Stock 707 $53.03 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +7.92K $0.00 7.92K Aug 6, 2024 Class A Common Stock 7.92K $53.03 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.
F2 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.