Anthony J. Wood - 03 Sep 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
03 Sep 2024
Net transactions value
-$212,487
Form type
4
Filing time
05 Sep 2024, 18:18:41 UTC
Previous filing
20 Aug 2024
Next filing
13 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +8,278 $0.000000 8,278 03 Sep 2024 Direct
transaction ROKU Class A Common Stock Tax liability $212,487 -3,258 -39% $65.22 5,020 03 Sep 2024 Direct F1
holding ROKU Class A Common Stock 94,247 03 Sep 2024 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 42,500 03 Sep 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 45,298 03 Sep 2024 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 19,195 03 Sep 2024 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 279,801 03 Sep 2024 The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -8,278 -11% $0.000000 66,221 03 Sep 2024 Class A Common Stock 8,278 Direct F2, F3
transaction ROKU Employee Stock Option (right to buy) Award $0 +575 $0.000000 575 03 Sep 2024 Class A Common Stock 575 $65.22 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F4 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.