Thomas Eifert - 26 Sep 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
26 Sep 2024
Transactions value $
-$225,271
Form type
4
Filing time
08 Oct 2024, 16:01:47 UTC
Previous filing
04 Sep 2024
Next filing
02 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $74,220 +2,000 +20.83% $37.11 11,601 26 Sep 2024 Direct
transaction ALSN Common Stock Sale -$190,000 -2,000 -17.24% $95 9,601 26 Sep 2024 Direct F1
transaction ALSN Common Stock Options Exercise $64,608 +1,741 +18.13% $37.11 11,342 07 Oct 2024 Direct
transaction ALSN Common Stock Sale -$174,100 -1,741 -15.35% $100 9,601 07 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2,000 -53.46% $0 1,741 26 Sep 2024 Common Stock 2,000 $37.11 Direct F2
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -1,741 -100% $0 0 07 Oct 2024 Common Stock 1,741 $37.11 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2024.
F2 The option vested on February 22, 2020.