ALBERT FRIEDBERG - 14 Nov 2024 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role: Director, 10%+ Owner
Signature: /s/ Jill Sanchez, Attorney-in-Fact for Albert Friedberg
Issuer symbol: VCNX
Transactions as of: 14 Nov 2024
Transactions value $: $1,999,998
Form type: 4
Filing time: 18 Nov 2024, 16:06:19 UTC
Previous filing: 20 Sep 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VCNX	Common Stock	Award	$99,957	+30,756	+3.01%	$3.25	1,051,389	14 Nov 2024	By FCMI Parent Co.	F3
holding	VCNX	Common Stock						2,094	14 Nov 2024	Direct
holding	VCNX	Common Stock						180	14 Nov 2024	By Pan Atlantic Holdings Ltd.	F1
holding	VCNX	Common Stock						16,724	14 Nov 2024	By Friedberg Global-Macro Hedge Fund Ltd.	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VCNX	Warrant (Right to Buy)	Award	$1,900,041	+584,646		$3.25	584,646	14 Nov 2024	Common Stock	584,646	$0.0001	By FCMI Parent Co.	F3, F4
holding	VCNX	Warrant (Right to Buy)						653,210	14 Nov 2024	Common Stock	653,210	$5.64	By FCMI Parent Co.	F3
holding	VCNX	Warrant (Right to Buy)						102,960	14 Nov 2024	Common Stock	102,960	$0.0001	By FCMI Parent Co.	F3, F4
holding	VCNX	Warrant (Right to Buy)						92,504	14 Nov 2024	Common Stock	92,504	$0.0001	By FCMI Parent Co.	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2	Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3	Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4	These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.