Anthony J. Wood - 15 Nov 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
15 Nov 2024
Net transactions value
-$224,310
Form type
4
Filing time
19 Nov 2024, 18:48:31 UTC
Previous filing
12 Nov 2024
Next filing
03 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +8,277 +165% $0.000000 13,297 15 Nov 2024 Direct
transaction ROKU Class A Common Stock Tax liability $224,310 -3,257 -24% $68.87 10,040 15 Nov 2024 Direct F1
holding ROKU Class A Common Stock 42,500 15 Nov 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 26,538 15 Nov 2024 Wood 2017 Revocable Trust
holding ROKU Class A Common Stock 94,247 15 Nov 2024 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 18,760 15 Nov 2024 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 19,195 15 Nov 2024 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 279,801 15 Nov 2024 The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -8,277 -12% $0.000000 57,944 15 Nov 2024 Class A Common Stock 8,277 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.