Shankar Musunuri - Jan 2, 2025 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role: Chief Executive Officer, Director
Signature: /s/ Shankar Musunuri
Stock symbol: OCGN
Transactions as of: Jan 2, 2025
Transactions value $: -$158,457
Form type: 4
Date filed: 1/6/2025, 05:01 PM
Previous filing: Jan 5, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OCGN	Common Stock	Tax liability	-$158K	-177K	-8.81%	$0.89	1.83M	Jan 3, 2025	Direct
holding	OCGN	Common Stock						1.15M	Jan 2, 2025	By: KVM Holdings, LLC	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OCGN	Option (Right to Buy)	Award	$0	+1.83M		$0.00	1.83M	Jan 2, 2025	Common Stock	1.83M	$0.90	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power over the shares held by KVM Holdings, LLC.
F2	The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates.