Brian W. Kocher - Jan 2, 2025 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CEO, Director
Signature
/s/ Jill Barnett, attorney-in-fact
Stock symbol
STKL
Transactions as of
Jan 2, 2025
Transactions value $
-$181,557
Form type
4
Date filed
1/6/2025, 05:55 PM
Previous filing
Mar 14, 2024
Next filing
Apr 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +48.1K 48.1K Jan 2, 2025 Direct F1
transaction STKL Common Shares Tax liability -$123K -15.9K -33.05% $7.74 32.2K Jan 2, 2025 Direct F2
transaction STKL Common Shares Options Exercise +24.7K +76.54% 56.9K Jan 2, 2025 Direct F1
transaction STKL Common Shares Tax liability -$58.4K -7.55K -13.27% $7.74 49.3K Jan 2, 2025 Direct F2
holding STKL Common Shares 74K Jan 2, 2025 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -48.1K -33.33% $0.00 96.3K Jan 2, 2025 Common Shares 48.1K Direct F1, F4, F5
transaction STKL Restricted Stock Units Options Exercise $0 -24.7K -33.33% $0.00 49.3K Jan 2, 2025 Common Shares 24.7K Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Brian W Kocher Revocable Trust UAD December 23, 2014, for which the reporting person is the co-trustee with his spouse.
F4 The Restricted Stock Units vest in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each such vesting date.
F5 The Restricted Stock Units do not have an expiration date.
F6 On March 13, 2024 the reporting person was granted 74,000 restricted stock units, vesting in three equal annual installments beginning on January 2, 2025, subject to the continued employment of the reporting person through each vesting date.