James A. Rechtin - Jan 8, 2025 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO
Signature
James A. Rechtin
Stock symbol
HUM
Transactions as of
Jan 8, 2025
Transactions value $
-$258,857
Form type
4
Date filed
1/10/2025, 11:47 AM
Previous filing
Dec 17, 2024
Next filing
Feb 26, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +2.18K +58.93% $0.00 5.89K Jan 8, 2025 See Footnote F1
transaction HUM Humana Common Tax liability -$259K -978 -16.62% $264.68 4.91K Jan 8, 2025 See Footnote F1, F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -2.18K -33.32% $0.00 4.37K Jan 8, 2025 Humana Common 2.18K Direct F4, F5
holding HUM Options 29.2K Jan 8, 2025 Humana Common 29.2K $458.19 Direct F2
holding HUM Options 15.8K Jan 8, 2025 Humana Common 15.8K $367.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All shares held in two revocable trust(s) for the benefit of reporting person and reporting person's spouse, with reporting person and spouse being sole trustees.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 1/8/2024, vesting in three annual increments from 1/8/25 to 1/8/27.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 1/8/2024, 33% of the award is vesting on 1/8/25, 1/8/26, and 1/8/27.
F6 Includes 2,724 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F7 Shares disposed of represent payment for tax liability on restricted stock units vested on 1/8/25.