Kurt Kalbfleisch - 29 Jan 2025 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
SVP and CFO
Signature
By: Denise Garrett For: Kurt Kalbfleisch
Issuer symbol
ANY
Transactions as of
29 Jan 2025
Net transactions value
$0
Form type
4
Filing time
31 Jan 2025, 20:00:18 UTC
Previous filing
12 Dec 2024
Next filing
18 Mar 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Award +625,000 +763% 706,919 29 Jan 2025 Common Stock 625,000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.
F3 The RSUs reported under Column 9 include two additional awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26.