Joseph C. Ventura - Feb 21, 2025 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Legal Officer
Signature
Joseph C. Ventura
Stock symbol
HUM
Transactions as of
Feb 21, 2025
Transactions value $
-$275,382
Form type
4
Date filed
2/25/2025, 01:08 PM
Previous filing
Dec 17, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +2.31K +19.92% $0.00 13.9K Feb 21, 2025 Direct F11
transaction HUM Humana Common Tax liability -$275K -1.07K -7.67% $258.58 12.8K Feb 21, 2025 Direct F10
transaction HUM Humana Common Award $0 +4.44K +34.59% $0.00 17.3K Feb 24, 2025 Direct F9
holding HUM Humana Common 264 Feb 21, 2025 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 4.66K Feb 21, 2025 Humana Common 4.66K $350.79 Direct F2
holding HUM Options 4.6K Feb 21, 2025 Humana Common 4.6K $376.61 Direct F3
holding HUM Options 3.93K Feb 21, 2025 Humana Common 3.93K $425.06 Direct F4
holding HUM Options 4.16K Feb 21, 2025 Humana Common 4.16K $510.24 Direct F5
holding HUM Options 6.57K Feb 21, 2025 Humana Common 6.57K $367.21 Direct F6
holding HUM Restricted Stock Units 360 Feb 21, 2025 Humana Common 360 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of reporting person as of January 31, 2025 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Includes 8,296 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F10 Shares disposed of represent payment for tax liability on Performance Stock Units vested on 2/21/25.
F11 Includes Performance Stock Units not required to be reported until vest.