| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $0 | +732 | +6.81% | $0.00 | 11.5K | Feb 21, 2025 | Direct | F10 |
| transaction | HUM | Humana Common | Tax liability | -$77.6K | -300 | -2.61% | $258.58 | 11.2K | Feb 21, 2025 | Direct | F9 |
| transaction | HUM | Humana Common | Award | $0 | +4.52K | +40.37% | $0.00 | 15.7K | Feb 24, 2025 | Direct | F7 |
| holding | HUM | Humana Common | 502 | Feb 21, 2025 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HUM | Options | 4.16K | Feb 21, 2025 | Humana Common | 4.16K | $510.24 | Direct | F2 | |||||
| holding | HUM | Options | 6.97K | Feb 21, 2025 | Humana Common | 6.97K | $367.21 | Direct | F3 | |||||
| holding | HUM | Restricted Stock Units | 609 | Feb 21, 2025 | Humana Common | 609 | Direct | F4, F5 | ||||||
| holding | HUM | Restricted Stock Units | 360 | Feb 21, 2025 | Humana Common | 360 | Direct | F4, F6 | ||||||
| holding | HUM | Phantom Stock Units | 165 | Feb 21, 2025 | Humana Common | 165 | See Footnote | F8 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of reporting person as of January 31, 2025 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. |
| F4 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F5 | Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025. |
| F6 | Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| F7 | Includes 11,165 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| F8 | Phantom Stock Units held for the benefit of reporting person as of January 31, 2025 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price. |
| F9 | Shares disposed of represent payment for tax liability for Performance Stock units vested on 2/21/25. |
| F10 | Includes Performance Stock Units not required to be reported until vest. |