Anthony J. Wood - 03 Mar 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
03 Mar 2025
Net transactions value
-$163,329
Form type
4
Filing time
05 Mar 2025, 18:43:40 UTC
Previous filing
03 Mar 2025
Next filing
21 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -133,210 -100% $0.000000 0 03 Mar 2025 Wood 2017 Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +133,210 $0.000000 133,210 03 Mar 2025 The Anthony J. Wood 2025 Annuity Trust
transaction ROKU Class A Common Stock Gift $0 -10,040 -100% $0.000000 0 03 Mar 2025 Direct
transaction ROKU Class A Common Stock Gift $0 +10,040 +7.5% $0.000000 143,250 03 Mar 2025 The Anthony J. Wood 2025 Annuity Trust
transaction ROKU Class A Common Stock Options Exercise $0 +8,278 $0.000000 8,278 03 Mar 2025 Direct
transaction ROKU Class A Common Stock Tax liability $163,329 -2,035 -25% $80.26 6,243 03 Mar 2025 Direct F1
holding ROKU Class A Common Stock 18,760 03 Mar 2025 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 42,500 03 Mar 2025 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 94,247 03 Mar 2025 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 19,195 03 Mar 2025 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 173,129 03 Mar 2025 The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -8,278 -14% $0.000000 49,666 03 Mar 2025 Class A Common Stock 8,278 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.