Anthony J. Wood - Mar 3, 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Mar 3, 2025
Transactions value $
-$163,329
Form type
4
Date filed
3/5/2025, 06:43 PM
Previous filing
Mar 3, 2025
Next filing
Mar 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -133K -100% $0.00 0 Mar 3, 2025 Wood 2017 Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +133K $0.00 133K Mar 3, 2025 The Anthony J. Wood 2025 Annuity Trust
transaction ROKU Class A Common Stock Gift $0 -10K -100% $0.00 0 Mar 3, 2025 Direct
transaction ROKU Class A Common Stock Gift $0 +10K +7.54% $0.00 143K Mar 3, 2025 The Anthony J. Wood 2025 Annuity Trust
transaction ROKU Class A Common Stock Options Exercise $0 +8.28K $0.00 8.28K Mar 3, 2025 Direct
transaction ROKU Class A Common Stock Tax liability -$163K -2.04K -24.58% $80.26 6.24K Mar 3, 2025 Direct F1
holding ROKU Class A Common Stock 18.8K Mar 3, 2025 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 42.5K Mar 3, 2025 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 94.2K Mar 3, 2025 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 19.2K Mar 3, 2025 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 173K Mar 3, 2025 The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -8.28K -14.29% $0.00 49.7K Mar 3, 2025 Class A Common Stock 8.28K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.