Kevin Griffin - Aug 12, 2024 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
Director
Signature
/s/ Jonathan M. Norling, Attorney-in-Fact
Stock symbol
SPRU
Transactions as of
Aug 12, 2024
Transactions value $
$0
Form type
4
Date filed
3/21/2025, 07:25 PM
Previous filing
May 30, 2023
Next filing
Dec 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Award $0 +54.7K $0.00 54.7K Aug 12, 2024 Direct F1, F2
holding SPRU Common Stock 487K Aug 12, 2024 See Footnotes F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.
F2 Amount shown reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed.
F3 Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.