Daniel Joseph Houston - Mar 28, 2025 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Executive Chairman, Director
Signature: Chris Agbe-Davies as Attorney-in-Fact
Stock symbol: PFG
Transactions as of: Mar 28, 2025
Transactions value $: $1,412
Form type: 4
Date filed: 4/1/2025, 07:26 PM
Previous filing: Mar 4, 2025
Next filing: Apr 11, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+1.48K	+0.55%	$0.00	270K	Mar 28, 2025	Direct	F1, F2
holding	PFG	Common Stock						45.8K	Mar 28, 2025	By Trust	F3
holding	PFG	Common Stock						125K	Mar 28, 2025	By Trust	F4
holding	PFG	Common Stock						4.08K	Mar 28, 2025	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$1.41K	+17	+0.91%	$83.06	1.89K	Mar 28, 2025	Common Stock	17		Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	Includes 610 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3	Joan M. Houston 2021 Trust
F4	Daniel J. Houston 2019 DGT Exempt Trust
F5	The units convert to common stock on a one-for-one basis.
F6	The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.