Joe David Staggs JR - Apr 15, 2025 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
PRESIDENT
Signature
/s/ Joe D. Staggs
Stock symbol
SWKH
Transactions as of
Apr 15, 2025
Transactions value $
-$89,487
Form type
4
Date filed
4/17/2025, 04:34 PM
Previous filing
Feb 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Options Exercise $144K +15K +12.95% $9.61 131K Apr 15, 2025 Direct
transaction SWKH Common Stock Options Exercise $234K +18.8K +14.33% $12.50 150K Apr 15, 2025 Direct
transaction SWKH Common Stock Tax liability -$468K -25.9K -17.28% $18.10 124K Apr 15, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKH Employee Stock Option (right to buy) Options Exercise $0 -15K -100% $0.00 0 Apr 15, 2025 Common Stock 15K $9.61 Direct F1
transaction SWKH Employee Stock Option (right to buy) Options Exercise $0 -18.8K -100% $0.00 0 Apr 15, 2025 Common Stock 18.8K $12.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are fully vested and exercisable.