| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MacDonald Neil B | EVP, GM, Server | C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E MOSSY OAKS ROAD, SPRING | Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald | 2025-05-12 | 0001812556 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Sale | -$493K | -29K | -50.7% | $17.01 | 28.2K | May 8, 2025 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +622 | +1.34% | 47.2K | Jan 16, 2025 | Common Stock | 622 | Direct | F3, F4 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.4K | +1.37% | 103K | Jan 16, 2025 | Common Stock | 1.4K | Direct | F3, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.99K | +1.41% | 143K | Jan 16, 2025 | Common Stock | 1.99K | Direct | F3, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The total beneficial ownership includes the acquisition of 6.6550 shares at $23.5108 per share received on 01/17/25 through dividends paid in shares, and 10.6180 shares at $14.8186 per share received on 04/22/25 through dividends paid in shares. |
| F2 | The price in Column 4 is a weighted average price. The prices ranged from $17.00 to $17.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares at each price within the range. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F4 | As previously reported, on 12/08/22, the reporting person was granted 138,122 Restricted Stock Units ("RSUs"), 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 244.2900 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 377.7299 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
| F5 | As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, 49,393 of which will vest on 12/07/25, and 49,394 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 548.5822 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 848.2371 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
| F6 | As previously reported, on 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 780.9551 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 1,207.54030 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
The reported transaction occurred pursuant to a trading plan adopted on 03/12/24.