| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Thome Christopher J. | VP-Finance; CFO | C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA | /s/ Christina McLeod, Attorney-in-Fact for Christopher J. Thome | 2025-05-27 | 0001917893 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHM | Common Stock | Options Exercise | $0 | +2.95K | +15.01% | $0.00 | 22.6K | May 23, 2025 | Direct | F1 |
| transaction | GHM | Common Stock | Tax liability | -$39.1K | -1.06K | -4.7% | $36.79 | 21.6K | May 23, 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHM | Restricted Stock Units | Options Exercise | $0 | -2.95K | -100% | $0.00 | 0 | May 23, 2025 | Common Stock | 2.95K | $0.00 | Direct | F1, F3 |
| holding | GHM | Restricted Stock Units | 2.38K | May 23, 2025 | Common Stock | 2.37K | $0.00 | Direct | F1, F4 | |||||
| holding | GHM | Restricted Stock Units | 4.93K | May 23, 2025 | Common Stock | 4.93K | $0.00 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | These restricted stock units convert into common stock on a one-for-one basis. |
| F2 | Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| F3 | These restricted stock units vested on 5/23/2025. |
| F4 | Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. |
| F5 | These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice. |